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Governance for Regulators
1. Introduction
1.a. Context: What Does A Regulator Do?
1. b. Context: What Does a Board Do?
2. Governance: Concept and Purpose
3. Setting the Mission, Goals and Strategies
3.a. Developing Policies
4. Selection of Board, Committees and Staff
5. Fiduciary Obligations
5.a. Conflicts of Interest
5.b. Confidentiality
5.c. Conduct Unbecoming
5.d. Diligence
5.e. Respect
6.a. Purpose of Roles
6.b. Board Role
6.c. Individual Board Member Role
6.d. President / Chair Role
6.e. Committee Role
6.f. Committee Chair Role
6.g. CEO Role
6.h. Role Achievement
7. Conclusion
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Tue, July 16, 2013
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