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- Governance for Regulators
- 1. Introduction
- 1.a. Context: What Does A Regulator Do?
- 1. b. Context: What Does a Board Do?
- 2. Governance: Concept and Purpose
- 3. Setting the Mission, Goals and Strategies
- 3.a. Developing Policies
- 4. Selection of Board, Committees and Staff
- 5. Fiduciary Obligations
- 5.a. Conflicts of Interest
- 5.b. Confidentiality
- 5.c. Conduct Unbecoming
- 5.d. Diligence
- 5.e. Respect
- 6.a. Purpose of Roles
- 6.b. Board Role
- 6.c. Individual Board Member Role
- 6.d. President / Chair Role
- 6.e. Committee Role
- 6.f. Committee Chair Role
- 6.g. CEO Role
- 6.h. Role Achievement
- 7. Conclusion
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